AML - Transaction Monitoring and Suspicious Transaction Reporting
About AML – Transaction Monitoring and Suspicious Transaction Reporting provides essential skills for monitoring transactions and reporting suspicious activities in the securities market.
It covers key principles, best practices, and regulatory guidelines for effective transaction monitoring and suspicious activity reporting.
₹3000/-
This course includes:
5 Hours of learning content
2 months access
Completion Certificate
English
Who Should Take This Course?
This is a niche and specific training programme in relation to Anti Money Laundering curriculum. This course is suitable for anyone who wants to learn about what transactions monitoring and alert management is, how to set customized triggers, investigation and identification of suspicious transactions and its reporting.
Staff working in all reporting entities – Banking Financial Institutions, Broking, Housing Finance, Insurance companies, Mutual Funds, NBFCs, & other Securities Market.
Regulators & Market Infrastructure Institutions like Stock Exchanges, Clearinghouses, Depositaries, Custodians, Fund Accountants and Registrar & Transfer Agents.
Large back-office processing centres of global financial institutions, which have transaction monitoring control unit.
Professional service providers – Risk management consultants, audit and legal professionals.
Any individual wanting to expand knowledge and explore new opportunities in areas of AML in specific and Compliance in general.
Offered by: NISM
Assessment Test: Yes
Pass Percentage - 60%
What’s In It For You?
Sample Certificate
Looking for Help?
Helpdesk
02192-668492/8493
Timings: Monday to Friday 9:30 AM till 5:30 PM
(Helpdesk will remain closed on public holidays).
elearning@nism.ac.in